Profiles

Rick M. Stein Rick M. Stein
Principal

Rick Stein received his BA in English from the University of Virginia, Charlottesville, VA in 1965 and his LLB from the University of Texas School of Law, Austin, TX in 1968. Early in his legal career, he served as Corporations Counsel in the Corporate Finance Department of the California Department of Corporations, the State regulatory agency for the investment industry. He practiced law in Beverly Hills between 1970 and 1987 when he moved his law practice to Palm Springs, CA. Mr. Stein specialized in business law and major litigation including securities fraud cases. In 1995, he founded Stein Investment Advisory Service.

Mr. Stein was born in Memphis, TN. He and his wife Marcia reside in Rancho Mirage, CA. The Steins were recipients of the Anti-Defamation League’s 2003 Mel and Helene Berman Humanitarian Award, awarded annually to a person or couple who have made significant leadership contributions to humanitarian causes. In 2010, Temple Sinai of Palm Desert honored Rick and Marcia by giving them the "Soul of Sinai Award" at the Temple's 2010 Gala.

Education
  • University of Virginia, BA
  • University of Texas School of Law, LLB

Admissions
  • California State Bar Association

The Team